单选题 根据《证券法》,下列关于从事内幕交易承担的法律责任的说法,错误的是( )。
According to the Securities Law, which of the following statements about the legal liability for insider trading is false? ( )
相关试题
单选题 根据《证券法》,向特定对象发行股票后股东累计超过( )人,但依法实施员工持股计划的员工人数不计算在内,为公开发行。
According to the Securities Law, if an offering of securities offers securities to more than ( ) specific offerees cumulatively, excluding the employees under an employee stock ownership plan in accordance with the law, it shall be deemed as a public offering.
单选题 根据《证券法》,发行人申请公开发行可转换为股票的公司债券,依法采取承销方式的,应当聘请( )担任保荐人。
According to the Securities Law,an issuer who applies for a public offering of corporate bonds convertible into stock by means of underwriting in accordance with the law shall appoint a /an ( ) as its sponsor.
单选题 根据《刑法》,在招股说明书等发行文件中隐瞒重要事实发行股票,数额巨大,( )。
According to the Criminal Law, whoever conceals important facts in the prospectus and other issuance documents while issuing shares in a huge amount shall be ( )
单选题 根据《刑法》,下列关于操纵证券、期货市场罪的法律责任的说法,错误的是( )。
According to the Criminal Law, which of the following statements about the legal liability of the crime of manipulating the securities and futures market is false? ( ).
单选题 根据《证券法》,公司对公开发行股票所募集资金,必须按照招股说明书或其他公开发行募集文件所列资金用途使用,改变资金用途,必须经( )作出决议。
According to the Securities Law, a company must use the proceeds from a public offering of stock for the purpose set out in the prospectus or other public offering documents; and change of the purpose of offering proceeds must be subject to a resolution of ( ).
单选题 根据《证券法》,下列条件中,不属于公开发行新股条件的是( )。
According to the Securities Law, which of the following is not a condition that a company shall meet when undertaking a public offering of new shares? ( )
单选题 根据《证券法》,证券的发行、交易活动,必须遵守法律、行政法规;禁止欺诈、内幕交易和( )的行为。
According to the Securities Law, securities offering and trading must comply with laws and administrative regulations. Fraud, insider trading and ( ) shall be prohibited.
单选题 《证券法》以证券市场各类参与主体为适用对象,其核心旨在( )。
The Securities Law is applicable to all kinds of participants in the securities market, and its core purpose is to ( ).